One of the risks equity investors face is “headline risk.” Headline risk is being surprised (blindsided) by a bad news headline.  It can be stock specific or relate to the entire market.  Yesterday, investors got a dose of headline risk with news that a Chinese artificial-intelligence company was able to build a competitive model with inferior chips (compared to U.S. chips) at a price just a fraction of U.S. models; $6 million compared to a range in the U.S. of $100 million to $1 billion.  The primary concerns are that this poses a threat to leading U.S. AI chip designers such as Nvidia and Broadcom, and that China is catching up to U.S. dominance in AI.

In our view it is too early to gauge the ramifications of the Chinese chips and models.  But in typical Wall Street fashion, investors fired first and will aim later.  If the U.S. data center builders want access to these less expensive China chips, China will want access to Nvidia’s more advanced chips now prohibited from being sold to Chinese firms.  We highly doubt President Trump will agree to that.

After a stellar stock market for the first 11 months of 2024, stocks hit a wall in December and into January. It wasn’t a huge drawdown but it was enough to spook investors.  Some market pundits said the AI theme was dead and maybe the bull market was over.  Both stocks and bonds became very oversold and like a coiled spring, stocks surged beginning January 14th.

Why the December/January drawdown?  It was the “three-headed monster” – a phrase coined by Bespoke Investment Group.  The three heads are interest rates, oil prices, and the dollar.  When these three economic variables are rising, short-term stock prices usually decline, and vice-versa.  Look at the three graphs through mid-January – one for each variable.

                                                                        10-YEAR TREASURY YIELD (%):  LAST 12 MONTHS

      

                                                                               WTI CRUDE OIL:  LAST 12 MONTHS
        

                                                                             US DOLLAR INDEX:  LAST 12 MONTHS

Source:  Bespoke Investment Group

All three graphs were rising as the three-headed monster reared its ugly head.  However, since mid-January interest rates and oil prices have fallen and the dollar remains firm.  The trend reversal is coincident with a rally in the stock market.

Of course this correlation is not perfect but it does makes sense:  falling interest rates are typically good for stocks, lower oil prices lessen inflation pressure, and a falling dollar makes our exports more competitive.  We will be watching closely to see if this model withstands the test of time.  In the meantime, the bull market is back on track.

LONG-TERM BONDS ARE A LOUSY INVESTMENT

Bonds are meant to offer stability and income to balanced account investors.  The types of bonds investors choose (including maturity length) are crucial to achieving these goals.  Balanced account investors usually have a “laddered” bond portfolio.  That is, a mix of short-term, intermediate-term and long-term maturities.  Is this the best bond strategy?  No.  Why?  Long-term bonds (10 year maturities and longer) have been a lousy investment for at least 20 years.

Take a look at the bar chart below.  It shows annualized returns for long-term Treasuries are -5.8% for one year, -1.6% for two years, -4.9% for five years, -0.5% for 10 years, and +3.4% for 20 years.

                                                     LONG TERM TREASURIES VS AVERAGE TOTAL RETURNS:  1977-2025

Why are these returns so low, even negative?  Two reasons:  one, interest rates have been low for many years so the yield on bonds has been paltry, and second, rates have risen substantially in the last five  years.  When rates go up, bond prices decline.  The longer the maturity, the more volatile the price as interest rates change.

Long maturity bond investors have been hurt as interest rates have risen.  In fact, the last five, ten and twenty year holding periods have been the worst in the last 40+ years.  If that is a safe haven asset, we will pass.

What is a better bond strategy for balanced account investors?  Stick to only short-term bonds for two reasons.  First, in a flat yield curve environment like now, the yield on short-term bonds is the same as long-term bonds.  Second, short-term bond prices are much less sensitive to interest rates rising.  Short-term bonds are more stable in price.

Some investors view owning only short-term bonds as too safe a strategy because the potential for capital gains (if interest rates fall) is much lower.  That may be true, but look again at the historical returns of long-term bonds.  We will pass.  We would rather take portfolio risk in equities where the potential returns are greater (stocks have averaged 11% a year for 100 years).  Stay with short-term bonds.

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Knowledge – Results

Experts in Risk Management

Are you prepared for the next market correction or financial crisis?

Knowledge – Results

Experts in Risk Management

Are you prepared for the next market correction or financial crisis?

Knowledge – Results

Experts in Risk Management

Are you prepared for the next market correction or financial crisis?

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Richard Furmanski

Richard Furmanski

CFA

has been a portfolio manager and analyst for over 35 years. He manages conservative, tax-efficient portfolios for both pre-retirees and retirees. His lower risk approach appeals to investors who want less volatility and competitive risk-adjusted returns.

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Mary Ellen Adam

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has been in office administration for over twenty years. Her experience includes customer service, firm operations, and office administration. She interacts with our clients on a day-to-day basis and handles any requests that may arise.

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Frequently Asked Questions

If you can't find the answer to your questions here, feel free to give us a call at 847-847-2505

Do you manage both stock and bond portfolios?

Yes. We build a portfolio of conservative, high-quality stocks and hold them for the long-term. The average holding period is 4 – 5 years. Our focus is on stocks that are suitable for retirement portfolios.

Our high-quality bond portfolios are designed to provide both income and stability of principal. Bonds provide the anchor for balanced accounts (those holding both stocks and bonds).

What is your investment philosophy?
We take great care in purchasing only high-quality stocks and bonds intent on a multi-year holding period. Portfolio turnover and taxable realized gains are modest in comparison to other active managers. We do not time the market but will become more defensive, in terms of stock holdings, when market conditions warrant.
Will the portfolio be managed in accordance with my financial goals?
Yes. Each of our clients has a custom-tailored portfolio. These custom portfolios are designed to meet specific client objectives with a thoughtful approach to specific constraints such as risk tolerance. And as each client’s situation changes, the portfolio does as well. There is no cookie cutter approach.
What kind of expertise do you have and how can that help me in difficult markets?
We have been working with high-net-worth clients like you since 1982. Over that time we have helped them to navigate several bear markets and financial crises (including the stock market crash of 1987). We hold the Chartered Financial Analyst (CFA) and Certified Financial Planner (CFP) designations.
Are you sensitive to taxes when managing portfolios?
Yes. Our holding period for an individual stock averages 4 plus years which means our turnover is low and realized gains can be carefully managed. Further, where possible, we tax loss harvest small losses as a way of offsetting gains taken elsewhere in the portfolio.
How have you performed?
Results will differ by client and the level of customization but we have provided competitive investment returns for many years.
How do you charge for your services?
We charge a management or consultant fee based upon the size and level of customization of the account. As the account grows, we benefit together.

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